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Private Investment

SEC Filing Type

All

10-K

Annual Reports

10-Q

Quarterly Reports

11-K

Annual Report of Employee Stock Purchase

13F-HR

Initial Quarterly Form 13F Holdings report filed by institutional managers

144

Proposed Sale of Securities

3

Insider Trading (Form 3)

4

Insider Trading

4/A

Insider Trading (Form 4) Amendment

424B2

Prospectus

425

Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions

497

Definitive materials

5

Insider Trading (Form 5)

6-K

Current report of foreign issuer

8-K

Events or Changes Between Quarterly Reports

ARS

Annual Report to Security Holders

D

Form D

D/A

Filing D (Amendment)

DEF 14A

Definitive proxy statements

EFFECT

Filing EFFECT

NT 10-K

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT

NT 10-Q

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB

S-1

IPO Registration

S-1/A

IPO Registration (Amendment)

S-3

Registration statement for specified transactions by certain issuers

SC 13D

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities

SC 13G

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions

UPLOAD

UPLOAD Filing

X-17A-5

X-17A-5 Filing

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