|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 1000 PLACE JEAN-PAUL RIOPELLE MONTREAL, A8 H2Z2B3 | X | |||
Signatures
| Soulef Hadjoudj, Legal counsel | 11/07/2012 | |
| **Signature of Reporting Person | Date |
Explanation of Responses:
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The securities were acquired through a managed account administered on behalf of the Reporting Person by an external investment asset manager retained by the Reporting Person pursuant to an asset management agreement. |
| (2) | The Reporting Person may be deemed to also beneficially own indirectly an aggregate of 26,939,795 shares of Cobalt International Energy, Inc. common stock, par value $0.01 per share, through KERN Cobalt Co-Invest Partners AP LP (the "AP Partnership"), as a result of the Reporting Person being a limited partner of the AP Partnership. See the Form 3 and Form 4 filed by the AP Partnership and the Reporting Person, among others, with SEC on December 16, 2009 and March 2, 2012, respectively. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein if any and this Form 4 shall not be deemed to be an admission that the reporting Person is a member of a "group" the beneficial owner of any securities reported herein or has any pecuniary interest in any of the securities reported herein in each case for purposes of Section 16 of the Securities Exchange Act of 1934 as amended or for any other purpose |
©
Twitter Accounts: Latest IPO Filings and Amendments @IPOFilings | Latest Form D Filings @StartupsFormD
All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither MarketBrief, Inc. nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the MarketBrief site, you agree not to redistribute the information found therein.
MarketBrief has no affiliation with the U.S. Securities and Exchange Commission (SEC).
Information on MarketBrief is deemed reliable but not guaranteed. A very small percentage of SEC Filings contain errors by the filer. The systems at MarketBrief catch the majority of these filer errors, please report any suspicious statistics or filings to [email protected].
