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Common SEC Filing Types
Type
Description
10-K
Annual Reports
10-Q
Quarterly Reports
11-K
Annual Report of Employee Stock Purchase
144
Proposed Sale of Securities
4
Insider Trading
8-K
Events or Changes Between Quarterly Reports
ARS
Annual Report to Security Holders
S-1
IPO Registration
S-1/A
IPO Registration (Amendment)
SC 13D
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities
All SEC Filing Types
Type
Description
1
1
1-A
1-A Filing
1-A-W
1-A-W
1-A/A
1-A/A Filing
1-E
Notification under Regulation E
1-E/A
Notification under Regulation E (Amendment)
1/A
1/A
10-12B
Registration of a class of securities
10-12B/A
Registration of a class of securities (Amendment)
10-12G
Registration of a class of securities
10-12G/A
Registration of a class of securities (Amendment)
10-D
Distribution reports by Asset-Backed issuers
10-D/A
Distribution reports by Asset-Backed issuers (Amendment)
10-K/A
Annual Report (Ammendment)
10-KT
Transition report
10-KT/A
Transition report (Amendment)
10-Q (XBRL)
10-Q (XBRL)
10-Q/A
Quarterly Report (Amendment)
10-QT
Transition report
10-QT/A
Transition report (Amendment)
10KSB
Annual Report - Small Business
10KSB/A
Annual Report - Small Business (Amendment)
10QSB
Quarterly Report - Small Business
10QSB/A
Quarterly Report - Small Business (Amendment)
10SB12B
Initial Registration of Securities for a Small Business Form
10SB12B/A
Amended Securities Registration - small business, section 12(b)
10SB12G
Registration of securities for small business
10SB12G/A
Registration of securities for small business (Amendment)
11-K/A
Annual Report of Employee Stock Purchase (Amendment)
11-KT
Transition report
12G3-2B
12G3-2B Filing
12G32BR
12G32BR Filing
13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
13F-HR/A
Initial Quarterly Form 13F Holdings report filed by institutional managers (Amendment)
13F-NT
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Initial Quarterly Form 13F Notice Report filed by institutional managers (Amendment)
13FCONP
13FCONP Filing
144/A
Proposed Sale of Securities (Amendment)
15-12B
Termination of registration of a class of securities
15-12B/A
Termination of registration of a class of securities (Amendment)
15-12G
Termination of registration of a class of securities
15-12G/A
Termination of registration of a class of securities (Amendment)
15-15D
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act
15-15D/A
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act (Amendment)
15F-12B
Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(b)
15F-12B/A
Notice of termination of a foreign private issuer'??s registration of a class of securities under Section 12(b) (Amendment)
15F-12G
Notice of Termination of a Foreign Private Issuer's Registration of a Class of Securities
15F-12G/A
Amended Notice of Termination of a Foreign Private Issuer's Registration of a Class of Securities
15F-15D
Notice of a Foreign Private Issuer's Suspension of Duty to File Reports
15F-15D/A
Amended Notice of a Foreign Private Issuer's Suspension of Duty to File Reports
18-K
Annual report for foreign governments
18-K/A
Annual report for foreign governments (Amendment)
19B-4
Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations
19B-4E
19B-4E Filing
2-A
2-A
2-A/A
2-A/A Filing
2-AF
2-AF Filing
2-E
2-E Filing
2-E/A
2-E/A Filing
20-F
Annual and transition report of foreign private issuers
20-F/A
Annual and transition report of foreign private issuers (Amendment)
20FR12B
Initial registration of a class of securities of foreign private issuers
20FR12B/A
Initial registration of a class of securities of foreign private issuers (Amendment)
20FR12G
Initial registration of a class of securities of foreign private issuers
20FR12G/A
Initial registration of a class of securities of foreign private issuers (Ammendment)
24F-2NT
Filing 24F-2NT
24F-2NT/A
Filing 24F-2NT (Ammendment)
25
Voluntarily withdraw securities from national security exchange (filed by issuer)
25-NSE
National security exchange removing securities
25-NSE/A
National security exchange removing securities (Amendment)
25/A
Voluntarily withdraw securities from national security exchange (filed by issuer) Amendment
3
Insider Trading (Form 3)
3/A
Insider Trading (Form 3) Amendment
305B2
Application for designation of a new trustee under the Trust Indenture Act
305B2/A
Initial Statement of Trust Indenture (Amendment)
39-304D
39-304D
4/A
Insider Trading (Form 4) Amendment
40-17F1
Initial certificate of accounting of securities and similar investments in the custody of management investment companies
40-17F2
Initial certificate of accounting of securities and similar investments in the custody of management investment companies
40-17F2/A
40-17F2/A
40-17G
Fidelity bond
40-17G/A
Fidelity bond (Amendment)
40-202A
40-202A
40-202A/A
Filing 40-202A/A
40-203A
40-203A
40-206A
40-206A
40-206A/A
40-206A/A
40-24B2
Filing of sales literature
40-24B2/A
Filing of sales literature (Amendment)
40-33
All stockholder derivative actions filed with a court against an investment company or an affiliate
40-6B
Filing 40-6B
40-6B/A
Filing 40-6B (Amendment)
40-6C
40-6C
40-6C/A
40-6C/A
40-8B25
40-8B25
40-8F-2
Application for deregistration pursuant to Rule 0-2
40-8F-2/A
Application for deregistration pursuant to Rule 0-2 (Amendment)
40-APP
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)
40-F
Annual reports filed by certain Canadian issuers
40-F/A
Annual reports filed by certain Canadian issuers (Amendment)
40-OIP
Application under the Investment Company Act for companies reviewed by the Office of Insurance Products
40-OIP/A
Application under the Investment Company Act for companies reviewed by the Office of Insurance Products (Amendment)
40FR12B
Registration of a class of securities of certain Canadian issuers
40FR12B/A
Registration of a class of securities of certain Canadian issuers (Amendment)
40FR12G
40FR12G
40FR12G/A
40FR12G/A
424A
Prospectus
424B1
Prospectus
424B2
Prospectus
424B3
Prospectus
424B4
Prospectus
424B5
Prospectus
424B7
Prospectus
424B8
Prospectus
425
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
485APOS
Post-effective amendment
485BPOS
Post-effective amendment
485BXT
Post-effective amendment
486APOS
Post-effective amendment
486BPOS
Post-effective amendment
487
Pre-effective pricing amendment
497
Definitive materials
497AD
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497H2
497H2
497J
Certification of no change in definitive materials
497K
Mutual Fund Summary Prospectus
497K1
Profiles for certain open-end management investment companies
497K2
Profiles for certain open-end management investment companies
497K3A
Profiles for certain open-end management investment companies
497K3B
Profiles for certain open-end management investment companies
5
Insider Trading (Form 5)
5/A
Insider Trading (Form 5) Ammendment
6-K
Current report of foreign issuer
6-K/A
Current report of foreign issuer (Ammendment)
6B NTC
6B NTC
6B ORDR
6B ORDR
8-A12B
Registration of a class of securities on a national securities exchange
8-A12B/A
Registration of a class of securities on a national securities exchange (Ammendment)
8-A12G
Notification that a class of securities of successor issuer is deemed to be registered
8-A12G/A
Notification that a class of securities of successor issuer is deemed to be registered (Amendment)
8-K/A
Events or Changes Between Quarterly Reports
8-K12B
Initial filing - notification that a class of securities of successor issuer is deemed to be registered pursuant to section 12(b)
8-K12B/A
Registration of a class of securities on a national securities exchange (Amendment)
8-K12G3
Notification that a class of securities of successor issuer is deemed to be registered
8-K12G3/A
8-K12G3/A
8-K15D5
Notification of assumption of duty to report by successor
8-M
8-M Filing
9-M
9-M Filing
ABS-15G
ABS-15G
ADN-MTL
ADN-MTL Filing
ADV-E
ADV-E Filing
ADV-H-C
ADV-H-C
ADV-H-T
ADV-H-T
ADV-NR
ADV-NR Filing
ANNLRPT
Periodic Development Bank filing, submitted annually
APP NTC
Notice for Applications and Orders under the Investment Company Act of 1940
APP ORDR
APP ORDR
APP WD
APP WD Filing
APP WD/A
APP WD/A
ARS/A
Annual Report to Security Holders (Amendment)
AW
Withdrawal of amendment to a registration statement filed under the Securities Act
AW WD
Withdrawal of a request for withdrawal of an amendment to a registration statement
CB
Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons
CB/A
Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons (Amendment)
CERTAMX
Filing CERTAMX
CERTARCA
CERTARCA
CERTNAS
Filing CERTNAS
CERTNYS
Filing CERTNYS
CERTPAC
Filing CERTPAC
CORRESP
Correspondence
CT ORDER
CT ORDER Filing
D
Form D
D/A
Filing D (Amendment)
DEF 14A
Definitive proxy statements
DEF 14C
Definitive information statements
DEFA14A
DEFA14A Filing
DEFA14C
Definitive additional information statement materials including Rule 14(a)(12) material
DEFC14A
Definitive proxy statement in connection with contested solicitations
DEFC14C
Definitive information statement - contested solicitations
DEFM14A
Definitive proxy statement relating to merger or acquisition
DEFM14C
Definitive information statement relating to merger or acquisition
DEFN14A
Definitive proxy statement filed by non management
DEFR14A
Definitive revised proxy soliciting materials
DEFR14C
Definitive revised information statement materials
DEL AM
Separately filed delaying amendment
DFAN14A
Definitive additional proxy soliciting materials filed by non-management
DFRN14A
Revised definitive proxy statement filed by non-management
DSTRBRPT
Distribution of primary obligations Development Bank report
EFFECT
Filing EFFECT
F-1
Registration statement for securities of certain foreign private issuers
F-1/A
Registration statement for securities of certain foreign private issuers (Amendment)
F-10
Registration statement for securities of certain Canadian issuers
F-10/A
Registration statement for securities of certain Canadian issuers (Amendment)
F-10EF
Auto-effective registration statement for securities of certain Canadian issuers
F-10POS
Post-Effective Amendment to Registration statement for securities of certain Canadian issuers
F-1MEF
Registration of Additional Securities - up to 20%, foreign issuer
F-3
Registration statement for specified transactions by certain foreign private issuers
F-3/A
Registration statement for specified transactions by certain foreign private issuers (Amendment)
F-3ASR
Automatic shelf registration statement of securities of well-known seasoned issuers
F-3D
Registration statement for dividend or interest reinvestment plan securities of foreign private issuers
F-3DPOS
Amendment to a previously filed F-3D
F-3MEF
F-3MEF
F-4
Registration statement for securities issued by foreign private issuers in certain business combination transactions
F-4 POS
F-4 POS
F-4/A
Registration statement for securities issued by foreign private issuers in certain business combination transactions (Amendment)
F-6
Registration statement for American Depositary Receipts representing securities of certain foreign private issuers
F-6 POS
Post-effective amendment to a F-6EF registration
F-6/A
Registration statement for American Depositary Receipts representing securities of certain foreign private issuers (Amendment)
F-6EF
Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers
F-7
Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders
F-7 POS
Post-effective amendment to regsitration statement for securities of certain Canadian issuers offered for cash upon exercise of rights granted to existing security holders
F-7/A
F-7/A
F-8
Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination
F-8/A
Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination (Amendment)
F-80
F-80
F-80/A
F-80/A
F-9
Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers
F-9 POS
F-9 POS
F-9/A
Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers (Amendment)
F-N
Notification of the appointment of an agent for service by certain foreign institutions
F-X
For appointment of agent for service of process by issuers registering securities
F-X/A
For appointment of agent for service of process by issuers registering securities (Amendment)
FOCUSN
FOCUSN Filing
FOCUSN/A
FOCUSN Filing (Amendment)
FWP
Filing under Securities Act Rules 163/433 of free writing prospectuses
G-405
G-405 Filing
G-405N
G-405N
G-FIN
G-FIN Filing
G-FIN/A
G-FIN/A Filing (Amendment)
G-FINW
G-FINW
MSD
MSD
MSD/A
MSD/A Filing (Amendment)
MSDW
MSDW Filing
N-14
Initial registration statement for open-end investment company
N-14 8C
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-14 8C/A
Initial registration statement filed on Form N14 by closed-end investment company (business combinations) Amendment
N-14/A
Initial registration statement for open-end investment company (Amendment)
N-14AE
Filing N-14AE
N-14AE/A
N-14AE (Amendment)
N-18F1
Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1
N-18F1/A
Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1 (Amendment)
N-1A
Initial registration statement for open-end management investment companies
N-1A/A
Initial registration statement for open-end management investment companies
N-2
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Initial filing of a registration statement on Form N-2 for closed-end investment companies (Amendment)
N-23C-2
Notice by closed-end investment companies of intention to call or redeem their own securities
N-23C-2/A
Notice by closed-end investment companies of intention to call or redeem their own securities (Amendment)
N-23C3A
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-23C3A/A
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only (Amendment)
N-23C3B
Filing N-23C3B
N-23C3C
N-23C3C
N-23C3C/A
Filing N-23C3C/A
N-2MEF
N-2MEF
N-3
N-3
N-30B-2
Periodic and interim reports mailed to investment company shareholders
N-30D
Initial annual and semi-annual reports mailed to investment company shareholders
N-30D/A
N-30D/A
N-4
Initial registration statement on Form N-4 for separate accounts (unit investment trusts)
N-4/A
Initial registration statement on Form N-4 for separate accounts (unit investment trusts) Amendment
N-5
Securities Registration - small business investment company
N-5/A
N-5/A
N-54A
Notification of election by business development companies
N-54C
Notification of election by business development companies
N-54C/A
Notification of election by business development companies (Amendment)
N-6
Registration statement for separate accounts
N-6/A
Registration statement for separate accounts (Amendment)
N-6F
Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F
N-6F/A
N-6F/A
N-8A
Initial notification of registration under section 8(a) filed on Form N-8A
N-8A/A
Initial notification of registration under section 8(a) filed on Form N-8A (Amendment)
N-8B-2
Initial registration statement for unit investment trusts
N-8B-2/A
Initial registration statement for unit investment trusts
N-8F
Application for deregistration made on Form N-8F
N-8F NTC
N-8F NTC
N-8F ORDR
N-8F ORDR
N-8F/A
Application for deregistration made on Form N-8F (Amendment)
N-CSR
Certified annual shareholder report of registered management investment companies
N-CSR/A
Certified annual shareholder report of registered management investment companies (Amendment)
N-CSRS
Certified semi-annual shareholder report of registered management investment companies
N-CSRS/A
Certified semi-annual shareholder report of registered management investment companies (Amendment)
N-MFP
N-MFP
N-MFP/A
N-MFP/A
N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Companies
N-PX/A
Annual Report of Proxy Voting Record of Registered Management Investment Companies
N-Q
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
N-Q/A
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
NO ACT
NO ACT Filing
NSAR-A
Semi-annual report for management companies
NSAR-A/A
Semi-annual report for management companies (Amendment)
NSAR-AT
NSAR-AT
NSAR-AT/A
NSAR-AT/A
NSAR-B
Annual report for management companies
NSAR-B/A
Annual report for management companies (Amendment)
NSAR-BT
Transitional annual report filed on Form NSAR
NSAR-BT/A
NSAR-BT/A
NSAR-U
Annual report for unit investment trusts
NSAR-U/A
Annual report for unit investment trusts (Amendment)
NT 10-D/A
NT 10-D/A
NT 10-K
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT
NT 10-K/A
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT (Amendment)
NT 10-Q
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB
NT 10-Q/A
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB (Amendment)
NT 11-K
Notification that 11-K Annual Employee Plan Report will be submitted late
NT 11-K/A
Notification that 11-K Annual Employee Plan Report will be submitted late (Amendment)
NT 15D2
NT 15D2
NT 20-F
Notice under Rule 12b25 of inability to timely file all or part of an annual report of form 20-F
NT 20-F/A
NT 20-F/A
NT N-MFP
NT N-MFP
NT-NCSR
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report)
NT-NCSR/A
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) Amendment
NT-NSAR
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR
NT-NSAR/A
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR (Amendment)
NTFNCSR
NTFNCSR
NTFNSAR
NTFNSAR
NTN 10D
NTN 10D
NTN 10K
Filing NTN 10K
NTN 10Q
Filing NTN 10Q
NTN 20F
Filing NTN 20F
OIP NTC
Notice for 40-OIP and 40-OIP/A
OIP ORDR
OIP ORDR
POS 8C
Post-effective amendment by closed-end investment companies
POS AM
Post-effective amendment to a registration statement that is not immediately effective upon filing
POS AMI
Post-effective amendment
POS EX
Post-effective amendment filed solely to add exhibits to a registration statement
POS462B
Post-effective amendment to Securities Act Rule 462(b) registration statement
POS462C
Post-effective amendment to a registration statement filed under Rule 462(c)
POSASR
Post-effective amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR
PRE 14A
Preliminary proxy statement not related to a contested matter or merger/acquisition
PRE 14C
Preliminary information statement not related to a contested matter or merger/acquisition
PREC14A
Preliminary proxy statement in connection with contested solicitations
PREC14C
Preliminary information statements - contested solicitations
PREM14A
Preliminary proxy statements relating to merger or acquisition
PREM14C
Preliminary information statements relating to merger or acquisition
PREN14A
Preliminary proxy statement filed by non-management
PRER14A
Preliminary revised proxy soliciting materials
PRER14C
Preliminary revised information statements
PRRN14A
Revised preliminary proxy statement filed by non-management
PX14A6G
Notice of exempt solicitation
PX14A6N
Notice of exempt solicitation pursuant to Rule 14a6(g)
QRTLYRPT
Periodic Development Bank filing, submitted quarterly
REG-NR
REG-NR Filing
REGDEX
REGDEX Filing
REGDEX/A
REGDEX Filing (Amendment)
RW
Registration Withdrawal Request
RW WD
Withdrawal of a Registration Withdrawal Request
S-11
Registration statement for securities to be issued by real estate companies
S-11/A
Registration statement for securities to be issued by real estate companies (Amendment)
S-11MEF
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 11
S-1MEF
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 1
S-3
Registration statement for specified transactions by certain issuers
S-3/A
Registration statement for specified transactions by certain issuers (Amendment)
S-3ASR
Automatic shelf registration statement of securities of well-known seasoned issuers
S-3D
Automatically effective registration statement for securities issued pursuant to dividend or interest reinvestment plans
S-3DPOS
Post-effective amendment to a S-3D registration statement
S-3MEF
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 3
S-4
Registration of securities issued in business combination transactions
S-4 POS
Post-effective amendment to a S-4EF registration statement
S-4/A
Registration of securities issued in business combination transactions (Amendment)
S-4EF
S-4EF
S-4EF/A
S-4EF/A
S-4MEF
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4
S-6
Initial registration statement filed on Form S-6 for unit investment trusts
S-6/A
Initial registration statement filed on Form S-6 for unit investment trusts (Amendment)
S-8
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8 POS
Post-effective amendment to a S-8 registration statement
S-B
Registration statement for securities of foreign governments and subdivisions
S-B/A
Registration statement for securities of foreign governments and subdivisions (Amendment)
S-BMEF
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB-1
SB-1
SB-1
SB-1/A
SB-1/A
SB-2
Optional filing for small business issuers for the registration of securities to be sold to the public.
SB-2/A
Optional filing for small business issuers for the registration of securities to be sold to the public (Amendment)
SB-2MEF
SB-2MEF
SC 13D/A
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities (Amendment)
SC 13E3
Schedule filed to report going private transactions
SC 13E3/A
Schedule filed to report going private transactions (Amendment)
SC 13G
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
SC 13G/A
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions (Amendment)
SC 14D9
Tender offer solicitation/recommendation statements filed under Rule 14d-9
SC 14D9/A
Tender offer solicitation/recommendation statements filed under Rule 14d-9 (Amendment)
SC 14F1
Statement regarding change in majority of directors pursuant to Rule 14f-1
SC 14F1/A
Statement regarding change in majority of directors pursuant to Rule 14f-1 (Amendment)
SC TO-C
Written communication relating to an issuer or third party tender offer
SC TO-I
Issuer tender offer statement
SC TO-I/A
Issuer tender offer statement (Amendment)
SC TO-T
Third party tender offer statement
SC TO-T/A
Third party tender offer statement (Amendment)
SC13E4F
Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers
SC13E4F/A
Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers (Amendment)
SC14D1F
Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers
SC14D1F/A
Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers (Amendment)
SC14D9C
Written communication by the subject company relating to a third party tender offer
SC14D9F
SC14D9F
SC14D9F/A
SC14D9F/A
SE
SE Filing
SP 15D2
Special Financial Report filed under Rule 15d-2
SUPPL
Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers
T-3
Initial application for qualification of trust indentures
T-3/A
Initial application for qualification of trust indentures (Amendment)
TA-1
Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934
TA-1/A
Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 (Amendment)
TA-2
Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934
TA-2/A
Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 (Amendment)
TA-W
Notice of withdrawal from registration as transfer agent filed pursuant to the Securities Exchange Act of 1934
TACO
TACO
TTW
TTW Filing
UNDER
UNDER
UPLOAD
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