Total SEC Filings and Events Processed


Type Description
10-K Annual Reports
10-Q Quarterly Reports
11-K Annual Report of Employee Stock Purchase
13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers
144 Proposed Sale of Securities
3 Insider Trading (Form 3)
4 Insider Trading
4/A Insider Trading (Form 4) Amendment
424B2 Prospectus
425 Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
497 Definitive materials
5 Insider Trading (Form 5)
6-K Current report of foreign issuer
8-K Events or Changes Between Quarterly Reports
ARS Annual Report to Security Holders
D Form D
D/A Filing D (Amendment)
DEF 14A Definitive proxy statements
EFFECT Filing EFFECT
NT 10-K Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT
NT 10-Q Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB
S-1 IPO Registration
S-1/A IPO Registration (Amendment)
S-3 Registration statement for specified transactions by certain issuers
SC 13D Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
UPLOAD UPLOAD Filing
X-17A-5 X-17A-5 Filing


All SEC Filing Types

SEC Filing Type Description
1 1
1-A 1-A Filing
1-A-W 1-A-W
1-A/A 1-A/A Filing
1-E Notification under Regulation E
1-E/A Notification under Regulation E (Amendment)
1/A 1/A
10-12B Registration of a class of securities
10-12B/A Registration of a class of securities (Amendment)
10-12G Registration of a class of securities
10-12G/A Registration of a class of securities (Amendment)
10-D Distribution reports by Asset-Backed issuers
10-D/A Distribution reports by Asset-Backed issuers (Amendment)
10-K Annual Reports
10-K/A Annual Report (Ammendment)
10-KT Transition report
10-KT/A Transition report (Amendment)
10-Q Quarterly Reports
10-Q (XBRL) 10-Q (XBRL)
10-Q/A Quarterly Report (Amendment)
10-QT Transition report
10-QT/A Transition report (Amendment)
10KSB Annual Report - Small Business
10KSB/A Annual Report - Small Business (Amendment)
10QSB Quarterly Report - Small Business
10QSB/A Quarterly Report - Small Business (Amendment)
10SB12B Initial Registration of Securities for a Small Business Form
10SB12B/A Amended Securities Registration - small business, section 12(b)
10SB12G Registration of securities for small business
10SB12G/A Registration of securities for small business (Amendment)
11-K Annual Report of Employee Stock Purchase
11-K/A Annual Report of Employee Stock Purchase (Amendment)
11-KT Transition report
12G3-2B 12G3-2B Filing
12G32BR 12G32BR Filing
13F-HR Initial Quarterly Form 13F Holdings report filed by institutional managers
13F-HR/A Initial Quarterly Form 13F Holdings report filed by institutional managers (Amendment)
13F-NT Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A Initial Quarterly Form 13F Notice Report filed by institutional managers (Amendment)
13FCONP 13FCONP Filing
144 Proposed Sale of Securities
144/A Proposed Sale of Securities (Amendment)
15-12B Termination of registration of a class of securities
15-12B/A Termination of registration of a class of securities (Amendment)
15-12G Termination of registration of a class of securities
15-12G/A Termination of registration of a class of securities (Amendment)
15-15D Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act
15-15D/A Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act (Amendment)
15F-12B Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(b)
15F-12B/A Notice of termination of a foreign private issuer'??s registration of a class of securities under Section 12(b) (Amendment)
15F-12G Notice of Termination of a Foreign Private Issuer's Registration of a Class of Securities
15F-12G/A Amended Notice of Termination of a Foreign Private Issuer's Registration of a Class of Securities
15F-15D Notice of a Foreign Private Issuer's Suspension of Duty to File Reports
15F-15D/A Amended Notice of a Foreign Private Issuer's Suspension of Duty to File Reports
18-12B 18-12B
18-K Annual report for foreign governments
18-K/A Annual report for foreign governments (Amendment)
19B-4 Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations
19B-4E 19B-4E Filing
2-A 2-A
2-A/A 2-A/A Filing
2-AF 2-AF Filing
2-E 2-E Filing
2-E/A 2-E/A Filing
20-F Annual and transition report of foreign private issuers
20-F/A Annual and transition report of foreign private issuers (Amendment)
20FR12B Initial registration of a class of securities of foreign private issuers
20FR12B/A Initial registration of a class of securities of foreign private issuers (Amendment)
20FR12G Initial registration of a class of securities of foreign private issuers
20FR12G/A Initial registration of a class of securities of foreign private issuers (Ammendment)
24F-2NT Filing 24F-2NT
24F-2NT/A Filing 24F-2NT (Ammendment)
25 Voluntarily withdraw securities from national security exchange (filed by issuer)
25-NSE National security exchange removing securities
25-NSE/A National security exchange removing securities (Amendment)
25/A Voluntarily withdraw securities from national security exchange (filed by issuer) Amendment
3 Insider Trading (Form 3)
3/A Insider Trading (Form 3) Amendment
305B2 Application for designation of a new trustee under the Trust Indenture Act
305B2/A Initial Statement of Trust Indenture (Amendment)
34-12H 34-12H
39-304D 39-304D
4 4
4 Insider Trading
4 4
4/A Insider Trading (Form 4) Amendment
40-17F1 Initial certificate of accounting of securities and similar investments in the custody of management investment companies
40-17F2 Initial certificate of accounting of securities and similar investments in the custody of management investment companies
40-17F2/A 40-17F2/A
40-17G Fidelity bond
40-17G/A Fidelity bond (Amendment)
40-202A 40-202A
40-202A/A Filing 40-202A/A
40-203A 40-203A
40-206A 40-206A
40-206A/A 40-206A/A
40-24B2 Filing of sales literature
40-24B2/A Filing of sales literature (Amendment)
40-33 All stockholder derivative actions filed with a court against an investment company or an affiliate
40-33/A 40-33/A
40-6B Filing 40-6B
40-6B/A Filing 40-6B (Amendment)
40-6C 40-6C
40-6C/A 40-6C/A
40-8B25 40-8B25
40-8F-2 Application for deregistration pursuant to Rule 0-2
40-8F-2/A Application for deregistration pursuant to Rule 0-2 (Amendment)
40-APP Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)
40-F Annual reports filed by certain Canadian issuers
40-F/A Annual reports filed by certain Canadian issuers (Amendment)
40-OIP Application under the Investment Company Act for companies reviewed by the Office of Insurance Products
40-OIP/A Application under the Investment Company Act for companies reviewed by the Office of Insurance Products (Amendment)
40FR12B Registration of a class of securities of certain Canadian issuers
40FR12B/A Registration of a class of securities of certain Canadian issuers (Amendment)
40FR12G 40FR12G
40FR12G/A 40FR12G/A
424A Prospectus
424B1 Prospectus
424B2 Prospectus
424B3 Prospectus
424B4 Prospectus
424B5 Prospectus
424B7 Prospectus
424B8 Prospectus
425 Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
485APOS Post-effective amendment
485BPOS Post-effective amendment
485BXT Post-effective amendment
486APOS Post-effective amendment
486BPOS Post-effective amendment
487 Pre-effective pricing amendment
487 487
497 497
497 Definitive materials
497AD Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497H2 497H2
497J Certification of no change in definitive materials
497K Mutual Fund Summary Prospectus
497K1 Profiles for certain open-end management investment companies
497K2 Profiles for certain open-end management investment companies
497K3A Profiles for certain open-end management investment companies
497K3B Profiles for certain open-end management investment companies
5 Insider Trading (Form 5)
5/A Insider Trading (Form 5) Ammendment
6-K Current report of foreign issuer
6-K/A Current report of foreign issuer (Ammendment)
6B NTC 6B NTC
6B ORDR 6B ORDR
8-A12B Registration of a class of securities on a national securities exchange
8-A12B/A Registration of a class of securities on a national securities exchange (Ammendment)
8-A12G Notification that a class of securities of successor issuer is deemed to be registered
8-A12G/A Notification that a class of securities of successor issuer is deemed to be registered (Amendment)
8-K Events or Changes Between Quarterly Reports
8-K 8-K
8-K 8-K
8-K/A Events or Changes Between Quarterly Reports
8-K12B Initial filing - notification that a class of securities of successor issuer is deemed to be registered pursuant to section 12(b)
8-K12B/A Registration of a class of securities on a national securities exchange (Amendment)
8-K12G3 Notification that a class of securities of successor issuer is deemed to be registered
8-K12G3/A 8-K12G3/A
8-K15D5 Notification of assumption of duty to report by successor
8-M 8-M Filing
8F-2 NTC 8F-2 NTC
8F-2 ORDR 8F-2 ORDR
9-M 9-M Filing
ABS-15G ABS-15G
ABS-15G/A ABS-15G/A
ADN-MTL ADN-MTL Filing
ADV-E ADV-E Filing
ADV-H-C ADV-H-C
ADV-H-T ADV-H-T
ADV-NR ADV-NR Filing
ANNLRPT Periodic Development Bank filing, submitted annually
APP NTC Notice for Applications and Orders under the Investment Company Act of 1940
APP ORDR APP ORDR
APP WD APP WD Filing
APP WD/A APP WD/A
APP WDG APP WDG
ARS Annual Report to Security Holders
ARS/A Annual Report to Security Holders (Amendment)
AW Withdrawal of amendment to a registration statement filed under the Securities Act
AW WD Withdrawal of a request for withdrawal of an amendment to a registration statement
CB Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons
CB/A Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons (Amendment)
CERT CERT
CERTAMX Filing CERTAMX
CERTARCA CERTARCA
CERTBATS CERTBATS
CERTNAS Filing CERTNAS
CERTNYS Filing CERTNYS
CERTPAC Filing CERTPAC
CORRESP Correspondence
CT ORDER CT ORDER Filing
D Form D
D D
D/A Filing D (Amendment)
DEF 14A Definitive proxy statements
DEF 14C Definitive information statements
DEFA14A DEFA14A Filing
DEFA14C Definitive additional information statement materials including Rule 14(a)(12) material
DEFC14A Definitive proxy statement in connection with contested solicitations
DEFC14C Definitive information statement - contested solicitations
DEFM14A Definitive proxy statement relating to merger or acquisition
DEFM14C Definitive information statement relating to merger or acquisition
DEFN14A Definitive proxy statement filed by non management
DEFR14A Definitive revised proxy soliciting materials
DEFR14C Definitive revised information statement materials
DEL AM Separately filed delaying amendment
DFAN14A Definitive additional proxy soliciting materials filed by non-management
DFRN14A Revised definitive proxy statement filed by non-management
DRS DRS
DRS/A DRS/A
DRSLTR DRSLTR
DSTRBRPT Distribution of primary obligations Development Bank report
EFFECT Filing EFFECT
F-1 Registration statement for securities of certain foreign private issuers
F-1/A Registration statement for securities of certain foreign private issuers (Amendment)
F-10 Registration statement for securities of certain Canadian issuers
F-10/A Registration statement for securities of certain Canadian issuers (Amendment)
F-10EF Auto-effective registration statement for securities of certain Canadian issuers
F-10POS Post-Effective Amendment to Registration statement for securities of certain Canadian issuers
F-1MEF Registration of Additional Securities - up to 20%, foreign issuer
F-3 Registration statement for specified transactions by certain foreign private issuers
F-3/A Registration statement for specified transactions by certain foreign private issuers (Amendment)
F-3ASR Automatic shelf registration statement of securities of well-known seasoned issuers
F-3D Registration statement for dividend or interest reinvestment plan securities of foreign private issuers
F-3DPOS Amendment to a previously filed F-3D
F-3MEF F-3MEF
F-4 Registration statement for securities issued by foreign private issuers in certain business combination transactions
F-4 POS F-4 POS
F-4/A Registration statement for securities issued by foreign private issuers in certain business combination transactions (Amendment)
F-4MEF F-4MEF
F-6 Registration statement for American Depositary Receipts representing securities of certain foreign private issuers
F-6 POS Post-effective amendment to a F-6EF registration
F-6/A Registration statement for American Depositary Receipts representing securities of certain foreign private issuers (Amendment)
F-6EF Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers
F-7 Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders
F-7 POS Post-effective amendment to regsitration statement for securities of certain Canadian issuers offered for cash upon exercise of rights granted to existing security holders
F-7/A F-7/A
F-8 Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination
F-8 POS F-8 POS
F-8/A Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination (Amendment)
F-80 F-80
F-80/A F-80/A
F-80POS F-80POS
F-9 Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers
F-9 POS F-9 POS
F-9/A Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers (Amendment)
F-N Notification of the appointment of an agent for service by certain foreign institutions
F-N/A F-N/A
F-X For appointment of agent for service of process by issuers registering securities
F-X/A For appointment of agent for service of process by issuers registering securities (Amendment)
FOCUSN FOCUSN Filing
FOCUSN/A FOCUSN Filing (Amendment)
FWP Filing under Securities Act Rules 163/433 of free writing prospectuses
G-405 G-405 Filing
G-405/A G-405/A
G-405N G-405N
G-405N/A G-405N/A
G-FIN G-FIN Filing
G-FIN/A G-FIN/A Filing (Amendment)
G-FINW G-FINW
IRANNOTICE IRANNOTICE
MA MA
MA-I MA-I
MA-I/A MA-I/A
MA/A MA/A
MSD MSD
MSD/A MSD/A Filing (Amendment)
MSDCO MSDCO
MSDW MSDW Filing
N-1 N-1
N-1/A N-1/A
N-14 Initial registration statement for open-end investment company
N-14 8C Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-14 8C/A Initial registration statement filed on Form N14 by closed-end investment company (business combinations) Amendment
N-14/A Initial registration statement for open-end investment company (Amendment)
N-14AE Filing N-14AE
N-14AE/A N-14AE (Amendment)
N-14MEF N-14MEF
N-18F1 Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1
N-18F1/A Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1 (Amendment)
N-1A Initial registration statement for open-end management investment companies
N-1A/A Initial registration statement for open-end management investment companies
N-2 Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A Initial filing of a registration statement on Form N-2 for closed-end investment companies (Amendment)
N-23C-2 Notice by closed-end investment companies of intention to call or redeem their own securities
N-23C-2/A Notice by closed-end investment companies of intention to call or redeem their own securities (Amendment)
N-23C3A Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-23C3A/A Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only (Amendment)
N-23C3B Filing N-23C3B
N-23C3B/A N-23C3B/A
N-23C3C N-23C3C
N-23C3C/A Filing N-23C3C/A
N-2MEF N-2MEF
N-3 N-3
N-30B-2 Periodic and interim reports mailed to investment company shareholders
N-30D Initial annual and semi-annual reports mailed to investment company shareholders
N-30D/A N-30D/A
N-4 Initial registration statement on Form N-4 for separate accounts (unit investment trusts)
N-4/A Initial registration statement on Form N-4 for separate accounts (unit investment trusts) Amendment
N-5 Securities Registration - small business investment company
N-5/A N-5/A
N-54A Notification of election by business development companies
N-54C Notification of election by business development companies
N-54C/A Notification of election by business development companies (Amendment)
N-6 Registration statement for separate accounts
N-6/A Registration statement for separate accounts (Amendment)
N-6F Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F
N-6F/A N-6F/A
N-8A Initial notification of registration under section 8(a) filed on Form N-8A
N-8A/A Initial notification of registration under section 8(a) filed on Form N-8A (Amendment)
N-8B-2 Initial registration statement for unit investment trusts
N-8B-2/A Initial registration statement for unit investment trusts
N-8F Application for deregistration made on Form N-8F
N-8F NTC N-8F NTC
N-8F ORDR N-8F ORDR
N-8F/A Application for deregistration made on Form N-8F (Amendment)
N-CSR Certified annual shareholder report of registered management investment companies
N-CSR/A Certified annual shareholder report of registered management investment companies (Amendment)
N-CSRS Certified semi-annual shareholder report of registered management investment companies
N-CSRS/A Certified semi-annual shareholder report of registered management investment companies (Amendment)
N-MFP N-MFP
N-MFP/A N-MFP/A
N-PX Annual Report of Proxy Voting Record of Registered Management Investment Companies
N-PX/A Annual Report of Proxy Voting Record of Registered Management Investment Companies
N-Q Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
N-Q N-Q
N-Q/A Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
NO ACT NO ACT Filing
NSAR-A Semi-annual report for management companies
NSAR-A/A Semi-annual report for management companies (Amendment)
NSAR-AT NSAR-AT
NSAR-AT/A NSAR-AT/A
NSAR-B Annual report for management companies
NSAR-B NSAR-B
NSAR-B/A Annual report for management companies (Amendment)
NSAR-BT Transitional annual report filed on Form NSAR
NSAR-BT/A NSAR-BT/A
NSAR-U Annual report for unit investment trusts
NSAR-U/A Annual report for unit investment trusts (Amendment)
NT 10-D NT 10-D
NT 10-D/A NT 10-D/A
NT 10-K Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT
NT 10-K/A Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT (Amendment)
NT 10-Q Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB
NT 10-Q/A Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB (Amendment)
NT 11-K Notification that 11-K Annual Employee Plan Report will be submitted late
NT 11-K/A Notification that 11-K Annual Employee Plan Report will be submitted late (Amendment)
NT 15D2 NT 15D2
NT 20-F Notice under Rule 12b25 of inability to timely file all or part of an annual report of form 20-F
NT 20-F/A NT 20-F/A
NT N-MFP NT N-MFP
NT-NCSR Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report)
NT-NCSR/A Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) Amendment
NT-NSAR Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR
NT-NSAR/A Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR (Amendment)
NTFNCSR NTFNCSR
NTFNSAR NTFNSAR
NTN 10D NTN 10D
NTN 10K Filing NTN 10K
NTN 10Q Filing NTN 10Q
NTN 20F Filing NTN 20F
OIP NTC Notice for 40-OIP and 40-OIP/A
OIP ORDR OIP ORDR
POS 8C Post-effective amendment by closed-end investment companies
POS AM Post-effective amendment to a registration statement that is not immediately effective upon filing
POS AMI Post-effective amendment
POS EX Post-effective amendment filed solely to add exhibits to a registration statement
POS462B Post-effective amendment to Securities Act Rule 462(b) registration statement
POS462C Post-effective amendment to a registration statement filed under Rule 462(c)
POSASR Post-effective amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR
PRE 14A Preliminary proxy statement not related to a contested matter or merger/acquisition
PRE 14C Preliminary information statement not related to a contested matter or merger/acquisition
PREC14A Preliminary proxy statement in connection with contested solicitations
PREC14C Preliminary information statements - contested solicitations
PREM14A Preliminary proxy statements relating to merger or acquisition
PREM14C Preliminary information statements relating to merger or acquisition
PREN14A Preliminary proxy statement filed by non-management
PRER14A Preliminary revised proxy soliciting materials
PRER14C Preliminary revised information statements
PRRN14A Revised preliminary proxy statement filed by non-management
PX14A6G Notice of exempt solicitation
PX14A6N Notice of exempt solicitation pursuant to Rule 14a6(g)
QRTLYRPT Periodic Development Bank filing, submitted quarterly
REG-NR REG-NR Filing
REGDEX REGDEX Filing
REGDEX/A REGDEX Filing (Amendment)
REVOKED REVOKED
RW Registration Withdrawal Request
RW WD Withdrawal of a Registration Withdrawal Request
S-1 IPO Registration
S-1/A IPO Registration (Amendment)
S-11 Registration statement for securities to be issued by real estate companies
S-11/A Registration statement for securities to be issued by real estate companies (Amendment)
S-11MEF A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 11
S-1MEF A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 1
S-2 S-2
S-2/A S-2/A
S-20 S-20
S-20/A S-20/A
S-3 Registration statement for specified transactions by certain issuers
S-3/A Registration statement for specified transactions by certain issuers (Amendment)
S-3ASR Automatic shelf registration statement of securities of well-known seasoned issuers
S-3D Automatically effective registration statement for securities issued pursuant to dividend or interest reinvestment plans
S-3DPOS Post-effective amendment to a S-3D registration statement
S-3MEF A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 3
S-4 Registration of securities issued in business combination transactions
S-4 POS Post-effective amendment to a S-4EF registration statement
S-4/A Registration of securities issued in business combination transactions (Amendment)
S-4EF S-4EF
S-4EF/A S-4EF/A
S-4MEF A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4
S-6 Initial registration statement filed on Form S-6 for unit investment trusts
S-6/A Initial registration statement filed on Form S-6 for unit investment trusts (Amendment)
S-8 Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8 POS Post-effective amendment to a S-8 registration statement
S-B Registration statement for securities of foreign governments and subdivisions
S-B/A Registration statement for securities of foreign governments and subdivisions (Amendment)
S-BMEF A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB-1
SB-1 SB-1
SB-1/A SB-1/A
SB-2 Optional filing for small business issuers for the registration of securities to be sold to the public.
SB-2/A Optional filing for small business issuers for the registration of securities to be sold to the public (Amendment)
SB-2MEF SB-2MEF
SC 13D Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities
SC 13D/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities (Amendment)
SC 13E1 SC 13E1
SC 13E1/A SC 13E1/A
SC 13E3 Schedule filed to report going private transactions
SC 13E3/A Schedule filed to report going private transactions (Amendment)
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions (Amendment)
SC 13G/A SC 13G/A
SC 14D9 Tender offer solicitation/recommendation statements filed under Rule 14d-9
SC 14D9/A Tender offer solicitation/recommendation statements filed under Rule 14d-9 (Amendment)
SC 14F1 Statement regarding change in majority of directors pursuant to Rule 14f-1
SC 14F1/A Statement regarding change in majority of directors pursuant to Rule 14f-1 (Amendment)
SC TO-C Written communication relating to an issuer or third party tender offer
SC TO-I Issuer tender offer statement
SC TO-I/A Issuer tender offer statement (Amendment)
SC TO-T Third party tender offer statement
SC TO-T/A Third party tender offer statement (Amendment)
SC13E4F Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers
SC13E4F/A Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers (Amendment)
SC14D1F Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers
SC14D1F/A Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers (Amendment)
SC14D9C Written communication by the subject company relating to a third party tender offer
SC14D9F SC14D9F
SC14D9F/A SC14D9F/A
SD SD
SD/A SD/A
SE SE Filing
SL SL
SP 15D2 Special Financial Report filed under Rule 15d-2
SP 15D2/A SP 15D2/A
STOP ORDER STOP ORDER
SUPPL Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers
T-3 Initial application for qualification of trust indentures
T-3/A Initial application for qualification of trust indentures (Amendment)
TA-1 Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934
TA-1/A Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 (Amendment)
TA-2 Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934
TA-2/A Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 (Amendment)
TA-W Notice of withdrawal from registration as transfer agent filed pursuant to the Securities Exchange Act of 1934
TACO TACO
TTW TTW Filing
TTW/A TTW/A
UNDER UNDER
UPLOAD UPLOAD Filing
UPLOAD UPLOAD
WDL-REQ WDL-REQ Filing
X-17A-5 X-17A-5 Filing
X-17A-5/A X-17A-5/A Filing