Form 40-APP SEC Filings (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products)

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• Krane Funds Advisors LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  December 9, 2011
  Krane Funds Advisors LLC, based in NEW YORK, NY, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Neuberger Berman Management LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  December 9, 2011
  Neuberger Berman Management LLC, based in NEW YORK, NY, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Alternative Strategies Group, Inc files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  December 9, 2011
  Alternative Strategies Group, Inc, based in Charlotte, NC, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Fidelity Commonwealth Trust files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  December 9, 2011
  Fidelity Commonwealth Trust, based in BOSTON, MA, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Genworth Financial Wealth Management, Inc files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  December 5, 2011
  Genworth Financial Wealth Management, Inc, based in PLEASANT HILL, CA, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today…
  40-APP

• Financial Investors Trust files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  December 2, 2011
  Financial Investors Trust, based in DENVER, CO, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Doubleline Funds Trust files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 30, 2011
  Doubleline Funds Trust, based in LOS ANGELES, CA, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Mason Street Advisors LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 30, 2011
  Mason Street Advisors LLC, based in MILWAWKEE, WI, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Precidian Funds LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 28, 2011
  Precidian Funds LLC, based in BEDMINSTER, NJ, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Tpg Opportunities Partners Ii (a) L.P files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 23, 2011
  Tpg Opportunities Partners Ii (a) L.P, based in FORT WORTH, TX, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Salient Mf Trust files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 18, 2011
  Salient Mf Trust, based in HOUSTON, TX, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Salient Mf Trust files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 18, 2011
  Salient Mf Trust, based in HOUSTON, TX, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Renaissance Capital LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 18, 2011
  Renaissance Capital LLC, based in GREENWICH, CT, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Cohen & Steers Total Return Realty Fund Inc files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 16, 2011
  Cohen & Steers Total Return Realty Fund Inc, based in NEW YORK, NY, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Salient Advisors, L.P files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  November 14, 2011
  Salient Advisors, L.P, based in HOUSTON, TX, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Domini Social Investments LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  October 26, 2011
  Domini Social Investments LLC, based in NEW YORK, NY, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Consulting Group Advisory Services LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  October 20, 2011
  Consulting Group Advisory Services LLC, based in WILMINGTON, DE, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Exchange Traded Concepts, LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  October 18, 2011
  Exchange Traded Concepts, LLC, based in OKLAHOMA CITY, OK, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Flexshares Trust files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  October 13, 2011
  Flexshares Trust, based in CHICAGO, IL, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Wells Fargo Funds Management, LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  October 12, 2011
  Wells Fargo Funds Management, LLC, based in SAN FRANCISCO, CA, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Credit Suisse Commodity Return Strategy Fund files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  September 30, 2011
  Credit Suisse Commodity Return Strategy Fund, based in NEW YORK, NY, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Preservation Trust Advisors files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  September 29, 2011
  Preservation Trust Advisors, based in SAN FRANCISCO, CA, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Blackrock Investments, LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  September 23, 2011
  Blackrock Investments, LLC, based in NEW YORK, NY, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP

• Exchange Traded Concepts, LLC files 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) SEC Filing

  September 21, 2011
  Exchange Traded Concepts, LLC, based in OKLAHOMA CITY, OK, filed Form 40-APP (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products) today.
  40-APP