Form 40-APP/A SEC Filings (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment))

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• Indexiq Active Etf Trust files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 15, 2012
  Indexiq Active Etf Trust, based in Rye Brook, NY, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today…
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• Neuberger Berman Etf Trust files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 15, 2012
  Neuberger Berman Etf Trust, based in NEW YORK, NY, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) toda…
  40-APP/A

• Harbourmaster Capital Ltd files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 15, 2012
  Harbourmaster Capital Ltd amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
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• Dreyfus Manager Funds I files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 11, 2012
  Dreyfus Manager Funds I, based in NEW YORK, NY, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today. …
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• Fidelity Central Investment Portfolios Ii LLC files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 11, 2012
  Fidelity Central Investment Portfolios Ii LLC, based in BOSTON, MA, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products …
  40-APP/A

• Fidelity Central Investment Portfolios Ii LLC files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 11, 2012
  Fidelity Central Investment Portfolios Ii LLC, based in BOSTON, MA, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products …
  40-APP/A

• Yorkville Etf Trust files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 11, 2012
  Yorkville Etf Trust, based in NEW YORK, NY, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
  40-APP/A

• Wells Fargo Funds Management, LLC files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 10, 2012
  Wells Fargo Funds Management, LLC, based in SAN FRANCISCO, CA, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amen…
  40-APP/A

• Locorr Fund Management LLC files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 9, 2012
  Locorr Fund Management LLC, based in EXCELSIOR, MN, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) tod…
  40-APP/A

• Salient Advisors, L.P files Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  May 9, 2012
  Salient Advisors, L.P, based in HOUSTON, TX, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today. …
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• Invesco Total Property Market Income Fund files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 22, 2011
  Invesco Total Property Market Income Fund, based in ATLANTA, GA, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendme…
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• Pacific Life Fund Advisors LLC files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 16, 2011
  Pacific Life Fund Advisors LLC, based in NEWPORT BEACH, CA, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) …
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• Alliancebernstein Cap Fund, Inc files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 14, 2011
  Alliancebernstein Cap Fund, Inc, based in NEW YORK, NY, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) toda…
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• Alternative Strategies Group, Inc files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 13, 2011
  Alternative Strategies Group, Inc, based in Charlotte, NC, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) t…
  40-APP/A

• Alternative Strategies Group, Inc files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 13, 2011
  Alternative Strategies Group, Inc, based in Charlotte, NC, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) t…
  40-APP/A

• Forum Investment Advisors, LLC files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 12, 2011
  Forum Investment Advisors, LLC, based in PORTLAND, ME, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today…
  40-APP/A

• Locorr Fund Management LLC files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 12, 2011
  Locorr Fund Management LLC, based in EXCELSIOR, MN, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
  40-APP/A

• Valmark Advisers, Inc files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 9, 2011
  Valmark Advisers, Inc, based in AKRON, OH, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
  40-APP/A

• Medley LLC files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 7, 2011
  Medley LLC, based in NEW YORK, NY, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
  40-APP/A

• Cantilever Group, LLC files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 5, 2011
  Cantilever Group, LLC, based in ROWAYTON, CT, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
  40-APP/A

• Incapital LLC files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  December 2, 2011
  Incapital LLC, based in CHICAGO, IL, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
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• Mcc Advisors LLC files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  November 29, 2011
  Mcc Advisors LLC, based in NEW YORK, NY, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
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• American Capital, LTD files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  November 23, 2011
  American Capital, LTD, based in BETHESDA, MD, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) today.
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• Apollo European Senior Debt Management, LLC files 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)) SEC Filing

  November 23, 2011
  Apollo European Senior Debt Management, LLC, based in NEW YORK, NY, amended Form 40-APP/A (Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amen…
  40-APP/A