Form APP NTC SEC Filings (Notice for Applications and Orders under the Investment Company Act of 1940)

Headlines

• Columbia Management Investment Advisers, LLC files Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  May 16, 2012
  Columbia Management Investment Advisers, LLC, based in BOSTON, MA, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Destra Unit Investment Trust files Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  May 8, 2012
  Destra Unit Investment Trust, based in LISLE, IL, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Bandon Capital Management, LLC files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  November 28, 2011
  Bandon Capital Management, LLC, based in PORTLAND, OR, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Principal Management Corp files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  November 2, 2011
  Principal Management Corp, based in DES MOINES, IA, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Curian Series Trust files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  October 11, 2011
  Curian Series Trust, based in DENVER, CO, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Asgi Corbin Multi-strategy Fund, LLC files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  October 3, 2011
  Asgi Corbin Multi-strategy Fund, LLC, based in CHARLOTTE, NC, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Ing Emerging Markets High Dividend Equity Fund files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  October 3, 2011
  Ing Emerging Markets High Dividend Equity Fund, based in SCOTTSDALE, AZ, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Pax World Management LLC files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  October 3, 2011
  Pax World Management LLC, based in PORTMOUTH, NH, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Harris & Harris Group Inc /ny/ files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  October 3, 2011
  Harris & Harris Group Inc /ny/, based in NEW YORK, NY, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Constellation Growth Capital, LLC files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  October 3, 2011
  Constellation Growth Capital, LLC, based in NEW YORK, NY, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Wnc Housing Tax Credits Manager 2, LLC files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  October 3, 2011
  Wnc Housing Tax Credits Manager 2, LLC, based in IRVINE, CA, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• Highland Funds Asset Management, L.P. files APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) SEC Filing

  October 3, 2011
  Highland Funds Asset Management, L.P., based in DALLAS, TX, filed Form APP NTC (Notice for Applications and Orders under the Investment Company Act of 1940) today.
  APP NTC

• September 26, 2011
  Palmer Square Capital Management, LLC, based in KANSAS CITY, MO, filed Form APP NTC today.
  APP NTC

• September 26, 2011
  Stone Harbor Investment Partners LP, based in NEW YORK, NY, filed Form APP NTC today.
  APP NTC

• September 26, 2011
  Fifth Third Funds, based in CINCINNATI, OH, filed Form APP NTC today.
  APP NTC

• August 8, 2011
  Sterling Capital Management LLC, based in CHARLOTTE, NC, filed Form APP NTC today.
  APP NTC

• July 13, 2011
  Highmark Capital Management Inc/ca, based in SAN FRANCISCO, CA, filed Form APP NTC today.
  APP NTC

• June 23, 2011
  Russell Exchange Traded Funds Trust, based in SEATTLE, WA, filed Form APP NTC today.
  APP NTC

• June 21, 2011
  Altegris Advisors, L.L.C., based in LA JOLLA, CA, filed Form APP NTC today.
  APP NTC

• June 21, 2011
  Bac Home Loans Servicing, LP, based in PLANO, TX, filed Form APP NTC today.
  APP NTC

• May 17, 2011
  Ubs Alternative & Quantitative Investments LLC, based in STAMFORD, CT, filed Form APP NTC today.
  APP NTC

• May 17, 2011
  Russell Exchange Traded Funds Trust, based in SEATTLE, WA, filed Form APP NTC today.
  APP NTC

• March 14, 2011
  Foreside Fund Services LLC, based in Montvale, NJ, filed Form APP NTC today.
  APP NTC

• March 3, 2011
  Nuveen Investments, LLC, based in Chicago, IL, filed Form APP NTC today.
  APP NTC