Wedge Securities, LLC, based in GREENWOOD VILLAGE,
CO,
filed Form X-17A-5
(X-17A-5 Filing) today.
Headlines
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April 30, 2012
John Carris Investments LLC, based in NEW YORK,
NY,
filed Form X-17A-5
(X-17A-5 Filing) today.
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April 27, 2012
Redstone Consulting, LLC, based in HOUSTON,
TX,
filed Form X-17A-5
(X-17A-5 Filing) today.
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April 26, 2012
Tmc Bonds L.L.C, based in NEW YORK,
NY,
filed Form X-17A-5
(X-17A-5 Filing) today.
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April 25, 2012
Tradebot Systems, Inc, based in KANSAS CITY,
MO,
filed Form X-17A-5
(X-17A-5 Filing) today.
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April 9, 2012
Ausdal Financial Partners, Inc, based in DAVENPORT,
IA,
filed Form X-17A-5
(X-17A-5 Filing) today.
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March 2, 2012
Kcg Securities, LLC, based in DRAPER,
UT,
filed Form X-17A-5
(X-17A-5 Filing) today.
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February 29, 2012
Cp Capital Securities, Inc, based in MIAMI,
FL,
filed Form X-17A-5
(X-17A-5 Filing) today.
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February 29, 2012
Martin Ventures LLC, based in GREAT FALLS,
VA,
filed Form X-17A-5
(X-17A-5 Filing) today.
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February 29, 2012
Global Resource Investments, Ltd, based in CARLSBAD,
CA,
filed Form X-17A-5
(X-17A-5 Filing) today.
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February 29, 2012
Monadnock Securities, LP, based in WILMINGTON,
DE,
filed Form X-17A-5
(X-17A-5 Filing) today.
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February 29, 2012
Multi-financial Securities Corporation, based in DENVER,
CO,
filed Form X-17A-5
(X-17A-5 Filing) today.
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February 28, 2012
Spencer Clarke LLC, based in NEW YORK,
NY,
filed Form X-17A-5
(X-17A-5 Filing) today.
-
February 28, 2012
Axiom Capital Management, Inc, based in NEW YORK,
NY,
filed Form X-17A-5
(X-17A-5 Filing) today.
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February 28, 2012
Davy Securities Limited
filed Form X-17A-5
(X-17A-5 Filing) today.
-
February 27, 2012
Arete Wealth Management, LLC, based in SCHAUMBURG,
IL,
filed Form X-17A-5
(X-17A-5 Filing) today.
-
February 27, 2012
B & T Securities, Inc, based in BOCA RATON,
FL,
filed Form X-17A-5
(X-17A-5 Filing) today.
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February 27, 2012
Petersen Investments, Inc, based in WALL,
NJ,
filed Form X-17A-5
(X-17A-5 Filing) today.
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December 16, 2011
Brimberg & Co., L.P, based in NEW YORK, NY, filed Form X-17A-5 (X-17A-5 Filing) today.
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December 16, 2011
Mcnally Financial Services Corporation, based in SAN ANTONIO, TX, filed Form X-17A-5 (X-17A-5 Filing) today.
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December 16, 2011
Long Island Financial Group, Inc, based in ROSLYN, NY, filed Form X-17A-5 (X-17A-5 Filing) today.
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December 16, 2011
Kenneth, Jerome & Co.,inc, based in FLORHAM PK, NJ, filed Form X-17A-5 (X-17A-5 Filing) today.
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December 16, 2011
Brinson Patrick Securities Corporation, based in NEW YORK, NY, filed Form X-17A-5 (X-17A-5 Filing) today.
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December 16, 2011
St. Charles Capital, LLC, based in DENVER, CO, filed Form X-17A-5 (X-17A-5 Filing) today.
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December 16, 2011
Korea Investment & Securities America, Inc, based in NEW YORK, NY, filed Form X-17A-5 (X-17A-5 Filing) today.
