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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Columbia Capital IV, LLC C/O COLUMBIA CAPITAL 201 N. UNION STREET, SUITE 300 ALEXANDRIA, VA 22314 | X | |||
| Columbia Capital Employee Investors IV, L.P. C/O COLUMBIA CAPITAL 201 N. UNION STREET, SUITE 300 ALEXANDRIA, VA 22314 | X | |||
| COLUMBIA CAPITAL EQUITY PARTNERS IV QP L P C/O COLUMBIA CAPITAL 201 N. UNION STREET, SUITE 300 ALEXANDRIA, VA 22314 | X | |||
| COLUMBIA CAPITAL EQUITY PARTNERS IV QPCO L P C/O COLUMBIA CAPITAL 201 N. UNION STREET, SUITE 300 ALEXANDRIA, VA 22314 | X | |||
| Columbia Capital Equity Partners IV, L.P. C/O COLUMBIA CAPITAL 201 N. UNION STREET, SUITE 300 ALEXANDRIA, VA 22314 | X | |||
Signatures
| /s/ Donald A. Doering, Executive Vice President of Columbia Capital IV, LLC | 10/29/2012 | |
| **Signature of Reporting Person | Date | |
| /s/ Donald A. Doering, Executive Vice President of Columbia Capital IV, LLC, the General Partner of Columbia Capital Employee Investors IV, L.P. | 10/29/2012 | |
| **Signature of Reporting Person | Date | |
| /s/ Donald A. Doering, Executive Vice President of Columbia Capital IV, LLC, the General Partner of Columbia Capital Equity Partners IV, L.P., the General Partner of Columbia Capital Equity Partners IV (QP), L.P. | 10/29/2012 | |
| **Signature of Reporting Person | Date | |
| /s/ Donald A. Doering, Executive Vice President of Columbia Capital IV, LLC, the General Partner of Columbia Capital Equity Partners IV, L.P., the General Partner of Columbia Capital Equity Partners IV (QPCO), L.P. | 10/29/2012 | |
| **Signature of Reporting Person | Date | |
| /s/ Donald A. Doering, Executive Vice President of Columbia Capital IV, LLC, the General Partner of Columbia Capital Equity Partners IV, L.P. | 10/29/2012 | |
| **Signature of Reporting Person | Date |
Explanation of Responses:
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The total includes 1,947,092 shares sold by Columbia Capital Equity Partners IV (QP), L.P. ("CCIV (QP)"), 239,565 shares sold by Columbia Capital Equity Partners IV (QPCO), L.P. ("CCIV (QPCO)") and 15,672 shares sold by Columbia Capital Employee Investors IV, L.P. ("CCEI"). |
| (2) | The total includes 9,988,544 shares held by CCIV (QP), 1,228,961 shares held by CCIV (QPCO) and 80,397 shares held by CCEI. |
| (3) | Columbia Capital Equity Partners IV, L.P. ("CCEP") is the general partner of CCIV (QP) and CCIV (QPCO). Columbia Capital IV, LLC ("CC") is the general partner of CCEP and CCEI. Each of CCEP, CC and James B. Fleming, Jr., Harry F. Hopper III and R. Phillip Herget, III, who control CC, may be deemed to beneficially own the reported securities, but each disclaims beneficial ownership of such reported securities except to the extent of its or his pecuniary interest therein. The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. |
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