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Initial Quarterly Form 13F Holdings report filed by institutional managers
144
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3
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4
Insider Trading
4/A
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424B2
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425
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
497
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5
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ARS
Annual Report to Security Holders
D
Form D
D/A
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DEF 14A
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EFFECT
Filing EFFECT
NT 10-K
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT
NT 10-Q
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB
S-1
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S-1/A
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S-3
Registration statement for specified transactions by certain issuers
SC 13D
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities
SC 13G
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
UPLOAD
UPLOAD Filing
X-17A-5
X-17A-5 Filing
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  1. Otk Associates, LLC files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-20-2013

    Otk Associates, LLC filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  2. Morgans Hotel Group Co files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-17-2013

    Morgans Hotel Group Co, based in NEW YORK, NY, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  3. Vivus Inc files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-13-2013

    Vivus Inc, based in MOUNTAIN VIEW, CA, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  4. Office Depot Inc files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-10-2013

    Office Depot Inc, based in BOCA RATON, FL, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  5. Pan American Goldfields LTD files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-09-2013

    Pan American Goldfields LTD, based in VANCOUVER, A1, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  6. Stec, Inc files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-06-2013

    Stec, Inc, based in SANTA ANA, CA, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  7. Matlinpatterson Fa Acquisition LLC files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-02-2013

    Matlinpatterson Fa Acquisition LLC filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  8. Cedar Fair L P files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-02-2013

    Cedar Fair L P, based in SANDUSKY, OH, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  9. First Manhattan Co files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 5-01-2013

    First Manhattan Co, based in NEW YORK, NY, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  10. Moab Capital Partners LLC files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 4-26-2013

    Moab Capital Partners LLC, based in NEW YORK, NY, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  11. New Signature, LLC files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 4-23-2013

    New Signature, LLC filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  12. Starboard Value LP files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 4-22-2013

    Starboard Value LP, based in NEW YORK, NY, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  13. Clinton Group Inc files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 4-19-2013

    Clinton Group Inc, based in NEW YORK, NY, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  14. Gamco Asset Management Inc files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 4-16-2013

    Gamco Asset Management Inc, based in RYE, NY, filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

  15. Z Capital Partners, L.L.C files Form PREC14A (Preliminary proxy statement in connection with contested solicitations) SEC Filing

    SEC Filing 4-12-2013

    Z Capital Partners, L.L.C filed Form PREC14A (Preliminary proxy statement in connection with contested solicitations) today.

 
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