|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units (2) | (3) | 09/28/2012 | J | V | 33.81 (2) | (2) | (2) | Common Stock | 33.81 | $ 0 | 24,380.44 | D | |||
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Gale Fournier J. III P. O. BOX 10247 BIRMINGHAM, AL 35202-0247 | SEVP & GC | |||
Signatures
| Lachelle S. Koon - Attorney -in-Fact | 11/02/2012 | |
| **Signature of Reporting Person | Date |
Explanation of Responses:
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each Depositary Share represents 1/40th interest in a share of Issuer's 6.375% Non-Cumulative Perpetual Preferred Stock, Series A. |
| (2) | Restricted stock units acquired as the result of crediting dividend equivalents attributable to restricted stock units previously granted as salary stock. These restricted stock units will be settled in cash on the same dates as the restricted stock units to which the dividend equivalents relate. |
| (3) | Each restricted stock unit is the equivalent of one share of Regions Financial Corporation common stock. |
©
Twitter Accounts: Latest IPO Filings and Amendments @IPOFilings | Latest Form D Filings @StartupsFormD
All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither MarketBrief, Inc. nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the MarketBrief site, you agree not to redistribute the information found therein.
MarketBrief has no affiliation with the U.S. Securities and Exchange Commission (SEC).
Information on MarketBrief is deemed reliable but not guaranteed. A very small percentage of SEC Filings contain errors by the filer. The systems at MarketBrief catch the majority of these filer errors, please report any suspicious statistics or filings to [email protected].
